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Mar 19 Operations Specialist, Alternative Investments Lpl Financial Services San Diego, CA

LPL Financial has a full-time position available with the operations in ... business, or economics * Experience in Financial Services operations preferred *... more

Mar 19 Analyst, Compliance Lpl Financial Services San Diego, CA

LPL Financial Services has a full-time opportunity for an Analyst, Compliance in the ... DRP disclosures (CRD), Audit Reports, financial statements, and disciplinary... more

Mar 19 Operations Specialist, Margins Lpl Financial Services Charlotte, NC

information: Daily interaction with LPL Financial Advisors as well as various departments within LPL BDSS Operations. Analyze and reconcile accounts depending on the type of... more

Mar 19 Manager, Account Transfers Lpl Financial Services Charlotte, NC

operations of transfer requests for LPL Financials Advisors. * The Manager of ... management experience and at least 5 years financial industry experience, including... more

Mar 19 Senior Operations Specialist, Mutual Funds Lpl Financial Services San Diego, CA

LPL Financials client account trades against various mutual fund companies. Limit risk to the firm while ensuring that FINRA and SEC regulatory requirements are met. Essential... more

Mar 19 AVP, Interactive Marketing Lpl Financial Services San Diego, CA

match clients expectations but that fit in LPL Financials standards; ensure sites are easy to navigate. * Manage Advisor Website design; working in partnership with strategic... more

Mar 19 Manager, Service Center Lpl Financial Services San Diego, CA

call center experience in the brokerage or financial services industry Licenses/Certifications Required/Preferred: FINRA licenses 6, 7 or 24 a plus Additional Information: *... more

Mar 19 Assistant Vice President, Compliance Supervision Lpl Financial Services San Diego, CA

Work will involve all aspects of compliance support for a full service brokerage and investment advisory business. Responsibilities include: managing a team of designated... more

Mar 19 Data Center Specialist Lpl Financial Services San Diego, CA

Position Summary: Under the direct supervision of the Data Analysts, Senior Data Center Specialist or Data Center Operations Shift Supervisor, the Data Center Specialist assists... more

Mar 18 Manager, Service Center Lpl Financial San Diego, CA

call center experience in the brokerage or financial services industry Licenses/Certifications Required/Preferred: FINRA licenses 6, 7 or 24 a plus Additional Information: *... more

Mar 18 Assistant Vice President, Compliance Supervision Lpl Financial San Diego, CA

Assistant Vice President, Compliance Supervision Req #: 2651025-6973 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this... more

Mar 18 Data Center Specialist Lpl Financial San Diego, CA

Data Center Specialist Req #: 500169-7084 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities:... more

Mar 17 Data Center Specialist Lpl Financial San Diego, CA

Position Summary: Under the direct supervision of the Data Analysts, Senior Data Center Specialist or Data Center Operations Shift Supervisor, the Data Center Specialist assists... more

Mar 16 Senior Project Analyst Lpl Financial San Diego, CA

LPL Financial has a full-time opportunity for a Senior Project Analyst in the ... Minimum of 3 years experience in the financial services industry preferably in a... more

Mar 16 Manager, Service Center Lpl Financial San Diego, CA

call center experience in the brokerage or financial services industry Licenses/Certifications Required/Preferred: FINRA licenses 6, 7 or 24 a plus Additional Information: Assist... more

Mar 16 Data Center Specialist Lpl Financial San Diego, CA

Position Summary : Under the direct supervision of the Data Analysts, Senior Data Center Specialist or Data Center Operations Shift Supervisor, the Data Center Specialist assists... more

Mar 15 LPL Financial Advisor Empower Federal Credit Union Syracuse, NY

staff and membership. Determine clients financial services needs and prepare and ... marketing programs. Track and analyze financial, quality, and marketing data. more

Mar 15 Specialist, Margin Lpl Financial Charlotte, NC

information:Daily interaction with LPL Financial Advisors as well as various departments within LPL BDSS Operations. Analyze and reconcile accounts depending on the type of... more

Mar 15 Analyst, Regulatory Review Lpl Financial Charlotte, NC

and other public communications from Financial Advisors and home office ... * In consultative manner, analyze financial advisor marketing materials and... more

Mar 15 Operations Specialist, Money Desk Lpl Financial San Diego, CA

from client accounts * Assisting Financial Advisors with client requests * Working closely with other departments to ensure timely disbursements * Interpreting disbursement... more